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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2024-01-19
GA RA APPROVED 2024-01-19
LA RA APPROVED 2024-01-19
MS RA APPROVED 2024-01-19
TX RA APPROVED 2024-01-19
  • AL RA
    APPROVED
    Since 2024-01-19
  • GA RA
    APPROVED
    Since 2024-01-19
  • LA RA
    APPROVED
    Since 2024-01-19
  • MS RA
    APPROVED
    Since 2024-01-19
  • TX RA
    APPROVED
    Since 2024-01-19

Branch Locations

3500 N Causeway Blvd. Ste 120, Metairie, LA 70002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital One Financial Advisors Llc Denham Springs LA 12/2013 07/2018
Capital One Sharebuilder, Inc. Denham Springs LA 01/2015 07/2018
Sharebuilder 401K Seattle WA 01/2015 07/2018
Woodbury Financial Services, Inc. Metairie LA 07/2018 01/2024
Osaic Wealth, Inc. Metairie LA 01/2024 Present
  • 12/2013 → 07/2018
    Capital One Financial Advisors Llc
    Denham Springs, LA
  • 01/2015 → 07/2018
    Capital One Sharebuilder, Inc.
    Denham Springs, LA
  • 01/2015 → 07/2018
    Sharebuilder 401K
    Seattle, WA
  • 07/2018 → 01/2024
    Woodbury Financial Services, Inc.
    Metairie, LA
  • 01/2024 → Present
    Metairie, LA
Previous Registrations
  • 2018-07-11 → 2024-01-19
    Woodbury Financial Services, Inc.
    Metairie, LA
  • 2015-01-28 → 2018-07-11
    Capital One Advisors, Llc
    Seattle, WA
    Metairie, LA
    Mclean, VA
  • 2013-12-19 → 2015-01-28
    Capital One Financial Advisors Llc
    Melville, NY
  • 2012-01-03 → 2013-10-28
    Baton Rouge, LA
Other Businesses

1) PRESERVATION WEALTH MANAGEMENT POSITION: Agent NATURE: Insurance agent receiving commissions on the sale of insurance products and in certain instances, payments for the renewal of certaininsurance products. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 02/08/2018; ADDRESS: 3500 N. Causeway Blvd., Ste. 120, Metairie LA 70002, United States; DESCRIPTION: Insurance agent

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-29
  • S66 Uniform Combined State Law Examination
    2011-12-29
Designations
Other Names
  • John Robinson

View on SEC IAPD

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