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Brad Molineux

LPl Financial LLC

Stuart, FL

CRD 5973053

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-11-29
TX RA APPROVED_RES 2025-01-29
  • FL RA
    APPROVED
    Since 2025-11-29
  • TX RA
    APPROVED_RES
    Since 2025-01-29

Branch Locations

759 S West Federal Hwy Ste 305, Stuart, FL 34994 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Bank Palm City FL 07/2014 10/2018
Pnc Investments Palm City FL 07/2014 10/2018
Lpl Financial Llc Stuart FL 10/2018 Present
  • 07/2014 → 10/2018
    Pnc Bank
    Palm City, FL
  • 07/2014 → 10/2018
    Pnc Investments
    Palm City, FL
  • 10/2018 → Present
    Stuart, FL
Previous Registrations
Other Businesses

1. 03/20/2019 - American Senior Health Services - Not investment related - At reported business location(s) - Non-Variable Insurance - start date:10/15/2018 - 2 hrs/mo - 1 hr during trading. 2. 12/22/2021 - American Health Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/1/2021 - 20 Hours Per Month/2 Hours During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-03-07
S65 Uniform Investment Adviser Law Examination 2012-02-29
  • S63 Uniform Securities Agent State Law Examination
    2012-03-07
  • S65 Uniform Investment Adviser Law Examination
    2012-02-29

View on SEC IAPD

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