Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-09-23
NY RA APPROVED 2021-04-19
CA RA APPROVED 2020-12-11
TX RA APPROVED_RES 2018-08-23
CT RA APPROVED 2018-08-10
NJ RA APPROVED 2012-11-15
  • SC RA
    APPROVED
    Since 2025-09-23
  • NY RA
    APPROVED
    Since 2021-04-19
  • CA RA
    APPROVED
    Since 2020-12-11
  • TX RA
    APPROVED_RES
    Since 2018-08-23
  • CT RA
    APPROVED
    Since 2018-08-10
  • NJ RA
    APPROVED
    Since 2012-11-15

Branch Locations

75 Port City Lndg, Mount Pleasant, SC 29464 • United States

One Bryant Park Pbig - Ny Midtown, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jersey City NJ 07/2012 Present
Bank Of America, N.A. New York NY 08/2018 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-11-14
  • S66 Uniform Combined State Law Examination
    2012-11-14

View on SEC IAPD

More in Mount Pleasant, SC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor