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Karl Canty Smith

Henssler Financial

Kennesaw, GA

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Current Employers
Henssler Financial

3735 Cherokee Street, Kennesaw, GA 30144 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2013-09-13
  • GA RA
    APPROVED
    Since 2013-09-13

Branch Locations

3735 Cherokee Street, Kennesaw, GA 30144 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Henssler Financial Group Kennesaw GA 08/2011 Present
Alps Distributors, Inc. Denver CO 01/2012 Present
  • 08/2011 → Present
    The Henssler Financial Group
    Kennesaw, GA
  • 01/2012 → Present
    Alps Distributors, Inc.
    Denver, CO
Other Businesses

HENSSLER FINANCIAL, 3735 CHEROKEE ST., KENNESAW, GA 30144, A PARTNERSHIP IN THE BUSINESS OF WEALTH MANAGEMENT, USING WEB-BASED CLIENT RELATIONSHIP SOFTWARE, PORTFOLIO REBALANCING AND REPORTING SOFTWARE. I AN A MANAGING ASSOCIATE, MY DUTIES INVOLVE CLIENT RELATIONSHIP MANAGEMENT, INVESTMENT ADVICE, FINANCIAL PLANNING AND MANAGING A TEAM OF ADVISORS. 200 HOURS PER MONTH INCLUDING 175 DURING TRADING HOURS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-01-09
  • S63 Uniform Securities Agent State Law Examination
    2012-01-09
Designations
Other Names
  • K.C. Smith

View on SEC IAPD

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