Karl Canty Smith

Employer firm

Henssler Financial CRD 104545

$3.81B regulatory AUM 21 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2011 → Present
  The Henssler Financial Group
  Kennesaw, GA
• 01/2012 → Present
  Alps Distributors, Inc.
  Denver, CO

Other Businesses

HENSSLER FINANCIAL, 3735 CHEROKEE ST., KENNESAW, GA 30144, A PARTNERSHIP IN THE BUSINESS OF WEALTH MANAGEMENT, USING WEB-BASED CLIENT RELATIONSHIP SOFTWARE, PORTFOLIO REBALANCING AND REPORTING SOFTWARE. I AN A MANAGING ASSOCIATE, MY DUTIES INVOLVE CLIENT RELATIONSHIP MANAGEMENT, INVESTMENT ADVICE, FINANCIAL PLANNING AND MANAGING A TEAM OF ADVISORS. 200 HOURS PER MONTH INCLUDING 175 DURING TRADING HOURS.

Exams

• S63 Uniform Securities Agent State Law Examination
  2012-01-09

Designations

• Certified Financial Planner

Other Names

• K.C. Smith