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Austin Michael Fitch

Horizon Investments LLC

Charlotte, NC

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Current Employers
Horizon Investments Llc

6210 Ardrey Kell Road Ste 300, Charlotte, NC 28277 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2011-08-24
  • NC RA
    APPROVED
    Since 2011-08-24

Branch Locations

6210 Ardrey Kell Road Ste 300, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Horizon Investments, Llc Charlotte NC 01/2011 Present
Quasar Distributors, Llc Charlotte NC 03/2022 Present
Other Businesses

1) Horizon investments LLC; Investment Related; Charlotte, NC; Investment Management; Managing Director, Consulting Solutions; Start 01/2011; 160 hours per month 2) Pineville Community Athletic Association; Non-Investment Related; Pineville, NC: Community Athletic Association; VP of Softball; Start Date 8/1/2025; 5 Hrs Per Month, 0 During Trading Hrs; Recruit coaches, organize evaluations, coordinate schedules, oversee schedule and arbitrate disputes, monitor umpire performance and communicate budget with Treasurer and Board of Directors.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-10-20
S65 Uniform Investment Adviser Law Examination 2011-08-02
  • S63 Uniform Securities Agent State Law Examination
    2023-10-20
  • S65 Uniform Investment Adviser Law Examination
    2011-08-02
Other Names
  • Austin Michael Fitch
  • Austin Fitch

View on SEC IAPD

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