Inactive

Justin James Wai

Three Oaks Partners Investment Counsel LLC

CRD 5972414

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Employer firm

Three Oaks Partners Investment Counsel LLC CRD 333279

$6.01M regulatory AUM 2 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
FINANCIAL CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers

Three Oaks Partners Investment Counsel Llc

1901 Ulmerton Road Suite 625-304, Clearwater, FL 33762 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-01-13

FL RA
APPROVED

Since 2026-01-13

Branch Locations

Lithia, FL • United States

1901 Ulmerton Road Suite 625-304, Clearwater, FL 33762 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James Financial	St. Petersburg	FL	08/2011	05/2017
Sabal Trust Company	St. Petersburg	FL	05/2017	08/2025
Extended Travel	Lithia	FL	08/2025	12/2025
Three Oaks Partners Investment Counsel, Llc	Clearwater	FL	01/2026	Present

08/2011 → 05/2017

Raymond James Financial

St. Petersburg, FL
05/2017 → 08/2025

Sabal Trust Company

St. Petersburg, FL
08/2025 → 12/2025

Extended Travel

Lithia, FL
01/2026 → Present

Three Oaks Partners Investment Counsel, Llc

Clearwater, FL

Designations

Chartered Financial Analyst

View on SEC IAPD

More in Lithia, FL

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