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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2017-11-21
  • NH RA
    APPROVED
    Since 2017-11-21

Branch Locations

17-2 Chenell Dr., Concord, NH 03301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Candia Woods Gold Links Candia NH 05/2006 10/2022
Commonwealth Financial Network Bedford NH 08/2014 03/2017
Cyndie Barone & Associates Waltham MA 07/2012 Present
Financial Strategies Retirement Partners, Llc Bedford NH 08/2014 03/2017
Rd Marketing Group, Inc Concord NH 03/2017 10/2017
Lincoln Financial Securities Corporation Bradford MA 03/2017 11/2017
Cambridge Investment Research, Inc. Fairfield IA 11/2017 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2017 Present
Axiom Advisors Llc Concord NH 08/2021 01/2024
Self Concord NH 11/2017 Present
  • 05/2006 → 10/2022
    Candia Woods Gold Links
    Candia, NH
  • 08/2014 → 03/2017
    Bedford, NH
  • 07/2012 → Present
    Cyndie Barone & Associates
    Waltham, MA
  • 08/2014 → 03/2017
    Financial Strategies Retirement Partners, Llc
    Bedford, NH
  • 03/2017 → 10/2017
    Rd Marketing Group, Inc
    Concord, NH
  • 03/2017 → 11/2017
    Lincoln Financial Securities Corporation
    Bradford, MA
  • 11/2017 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 11/2017 → Present
    Fairfield, IA
  • 08/2021 → 01/2024
    Concord, NH
  • 11/2017 → Present
    Self
    Concord, NH
Previous Registrations
Other Businesses

1. Cyndie Barone & Associates, 242 Lowell St., Waltham, MA 02453, Tax preparer since 7/1/12, non-investment, 240/yr - 0/trading. Tax Preparer - I am paid via 1099. I am paid per return completed. 2. INDEPENDENT INSURANCE AGENT, 46 N STATE ST, CONCORD, NH, 10/2018 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5/MO - 5/TRADING. 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 0 HR/MO - 0 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 4. BASK FINANCIAL ADVISORS, 17-2 Chenell Drive, Concord NH 03301, United States, 03/14/2022, Owner, Using a Trade Name/DBA, NIR, 160 HR/MO - 160 HR/MO TRADING 5. BENOIT FINANCIAL PLANNERS, 17-2 Chenell Drive, Concord NH 03301, United States, 02/12/2025, Owner, DBA Name, INV REL, 175 HR/MO - 130 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-01-28
S63 Uniform Securities Agent State Law Examination 2015-08-07
  • S65 Uniform Investment Adviser Law Examination
    2016-01-28
  • S63 Uniform Securities Agent State Law Examination
    2015-08-07
Other Names
  • Elizabeth Seitz
  • Liz Seitz
  • Elizabeth A Seitz

View on SEC IAPD

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