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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-07-08 |
| CA | RA | APPROVED | 2021-07-21 |
Branch Locations
500 E. Rio Salado Pkwy Building 4, Floor 3, Tempe, AZ 85281 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Las Vegas | NV | 09/2011 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Las Vegas | NV | 05/2012 | 07/2021 |
| Lpl Financial Llc | Shawnee | KS | 07/2021 | Present |
5/2012-PRESENT; VARIOUS INSURANCE CARRIERS FOR W & R INSURANCE AGENCIES; LAS VEGAS, NV; INVESTMENT RELATED; INSURANCE SALES; INSURANCE AGENT.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-11-21 |
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