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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
  • NY RA
    APPROVED
    Since 2021-08-17

Branch Locations

New York, NY • United States

Citi Retail Banking 330 Madison Avenue, New York, NY 10017 • United States

Citi Wealth Management, Sales 153 E. 53Rd Aka 601 Lexington Avenue, 25Th Fl, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A. New York NY 08/2016 04/2017
Citigroup New York NY 05/2017 Present
  • 08/2016 → 04/2017
    Hsbc Bank Usa, N.A.
    New York, NY
  • 05/2017 → Present
    Citigroup
    New York, NY
Previous Registrations
  • 2012-10-11 → 2017-05-12
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
  • 2011-04-06 → 2012-10-26
    Td Ameritrade, Inc.
    Forest Hills, NY
  • 2011-04-06 → 2012-10-26
    Td Ameritrade Investment Management, Llc
    Forest Hills, NY
  • 2010-01-13 → 2010-12-21
    Summit Financial Group Inc
    New York, NY
  • 2006-11-21 → 2009-08-03
    Jersey City, NJ
  • 2004-11-08 → 2006-08-16
    Citicorp Investment Services
    New York, NY
    New York, NY
Other Businesses

T2 Holdings LLC; Pro boxing contract negotiations; Not investment-related; New York, NY; Affiliation started 12/11/2017; Duties include, but are not limited to the negotiation on behalf of a pro boxer an da promoter to obtain the highest compensation or "purse" for that boxer; No time is devoted to the business each month during securities trading hours; 5 hours are devoted to the business each month outside of securities trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-12-09
S63 Uniform Securities Agent State Law Examination 2000-11-03
  • S65 Uniform Investment Adviser Law Examination
    2003-12-09
  • S63 Uniform Securities Agent State Law Examination
    2000-11-03

View on SEC IAPD

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