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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-02-13
  • NC RA
    APPROVED
    Since 2019-02-13

Branch Locations

8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 09/2014 Present
Tiaa Charlotte NC 09/2014 Present
Other Businesses

(1) RENTAL PROPERTIES POSITION: Owner NATURE: Rental properties INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/15/2009 ADDRESS: Home Address, Charlotte NC 28217 DESCRIPTION: I have 2 rental properties and actively manage them (2) GENERAL MEMBER OF LLC FOR SHORT-TERM RENTAL MANAGEMENT POSITION: General Partner of the LLC, one of four General Partners. All decisions, financial or otherwise, will need to made unanimously by all members. My brother will be the Treasurer for the LLC NATURE: Single family dwelling used for Short-term rentals - nightly/weekly, etc.4 general members are myself and my 3 siblings. There will be one new structure built on the property once the old structure is taken down. We are going to list the property on VRBO or Air BnB in the future for short-term rentals.? INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/20/2023 ADDRESS: 8068 N Seneca Rd, Milwaukee WI 53217, United States DESCRIPTION: Creation of a family LLC with 4 general members (siblings) to take ownership of an inherited property - a single family dwelling from our father - in Wisconsin to eventually use for short-term rentals. 4 general members are myself and my 3 siblings. The property is our inheritance from our father. There will be one new structure built on the property once the old structure is taken down. We are going to list the property on VRBO or Air BnB in the future for short-term rentals. (3) AUDIOBOOK NARRATION POSITION: Independent contractor NATURE: Audiobook narration INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: Home Address, Charlotte NC 28217, United States DESCRIPTION: Submitting auditions for and narrating audiobooks if selected for the project.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-12
S63 Uniform Securities Agent State Law Examination 2011-11-21
  • S66 Uniform Combined State Law Examination
    2019-02-12
  • S63 Uniform Securities Agent State Law Examination
    2011-11-21
Other Names
  • Jesse Strawn

View on SEC IAPD

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