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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2019-02-13 |
Branch Locations
8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 09/2014 | Present |
| Tiaa | Charlotte | NC | 09/2014 | Present |
(1) RENTAL PROPERTIES POSITION: Owner NATURE: Rental properties INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/15/2009 ADDRESS: Home Address, Charlotte NC 28217 DESCRIPTION: I have 2 rental properties and actively manage them (2) GENERAL MEMBER OF LLC FOR SHORT-TERM RENTAL MANAGEMENT POSITION: General Partner of the LLC, one of four General Partners. All decisions, financial or otherwise, will need to made unanimously by all members. My brother will be the Treasurer for the LLC NATURE: Single family dwelling used for Short-term rentals - nightly/weekly, etc.4 general members are myself and my 3 siblings. There will be one new structure built on the property once the old structure is taken down. We are going to list the property on VRBO or Air BnB in the future for short-term rentals.? INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/20/2023 ADDRESS: 8068 N Seneca Rd, Milwaukee WI 53217, United States DESCRIPTION: Creation of a family LLC with 4 general members (siblings) to take ownership of an inherited property - a single family dwelling from our father - in Wisconsin to eventually use for short-term rentals. 4 general members are myself and my 3 siblings. The property is our inheritance from our father. There will be one new structure built on the property once the old structure is taken down. We are going to list the property on VRBO or Air BnB in the future for short-term rentals. (3) AUDIOBOOK NARRATION POSITION: Independent contractor NATURE: Audiobook narration INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: Home Address, Charlotte NC 28217, United States DESCRIPTION: Submitting auditions for and narrating audiobooks if selected for the project.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 2011-11-21 |
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