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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-09-12 |
| PA | RA | APPROVED | 2011-11-30 |
Branch Locations
182 W Court St, Doylestown, PA 18901-4106 • United States
40 Lloyd Ave, Malvern, PA 19355 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Doylestown | PA | 10/2011 | Present |
1. 09/06/2011 - SJK WEALTH MANAGEMENT/ DBA ONLY/ FORT WASHINGTON, PA 2. 05/31/2016 * Source Brokerage * Non-Variable Insurance * inv rel * 182 W Court Street, Doylestown, PA 18901 * Yes. My role is selling disability policies to my clients. * start 06/01/2016 * 1 hr/mo during secs trdg hrs. 3. 11/16/2017 - Independence Planning Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Broker - Start Date 01/01/2012 - 2 Hours Per Month/1 During Securities Trading. 4. 3/6/2018 - Emerson Reid - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:3/1/2018 - 1 Hours Per month/1 Hour during trading. 5. 08/28/2019 - Zenith Marketing - Investment related - At reported business location(s) - Non-Variable Insurance - start date:07/01/2019 - 1 hr/mo - 1 hr during trading. 6. 2/22/2021 - Borough Capital LLC - Investment Related - 182 W Court Street, Doylestown, PA 18901 - Real Estate Rental - Start Date: 03/31/2021 - 4 Hours Per Month/0 Hours During Securities Trading. 7. 01/24/2024 - Ash Brokerage - Inv related - At reported Business Location(s) - Non-Variable Insurance - Started: 7/1/2019 - 1 Hr/mo During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-11-29 |
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