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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-09-12
PA RA APPROVED 2011-11-30
  • TX RA
    APPROVED_RES
    Since 2019-09-12
  • PA RA
    APPROVED
    Since 2011-11-30

Branch Locations

182 W Court St, Doylestown, PA 18901-4106 • United States

40 Lloyd Ave, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Doylestown PA 10/2011 Present
Other Businesses

1. 09/06/2011 - SJK WEALTH MANAGEMENT/ DBA ONLY/ FORT WASHINGTON, PA 2. 05/31/2016 * Source Brokerage * Non-Variable Insurance * inv rel * 182 W Court Street, Doylestown, PA 18901 * Yes. My role is selling disability policies to my clients. * start 06/01/2016 * 1 hr/mo during secs trdg hrs. 3. 11/16/2017 - Independence Planning Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Broker - Start Date 01/01/2012 - 2 Hours Per Month/1 During Securities Trading. 4. 3/6/2018 - Emerson Reid - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:3/1/2018 - 1 Hours Per month/1 Hour during trading. 5. 08/28/2019 - Zenith Marketing - Investment related - At reported business location(s) - Non-Variable Insurance - start date:07/01/2019 - 1 hr/mo - 1 hr during trading. 6. 2/22/2021 - Borough Capital LLC - Investment Related - 182 W Court Street, Doylestown, PA 18901 - Real Estate Rental - Start Date: 03/31/2021 - 4 Hours Per Month/0 Hours During Securities Trading. 7. 01/24/2024 - Ash Brokerage - Inv related - At reported Business Location(s) - Non-Variable Insurance - Started: 7/1/2019 - 1 Hr/mo During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-29
  • S66 Uniform Combined State Law Examination
    2011-11-29
Designations

View on SEC IAPD

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