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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-31 |
| OH | RA | APPROVED | 2012-02-16 |
Branch Locations
1956 Carter Road Suite 200, Cleveland, OH 44113 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Cleveland | OH | 09/2011 | Present |
| Mml Investors Services, Llc | Cleveland | OH | 10/2011 | Present |
(1) NAME: KATHRYN BRYAN INV REL: Y ADD: 1956 CARTER ROAD, SUITE 200, CLEVELAND, OH 44113 NATURE: OUTSIDE INSURANCE POSITION: AGENT START DATE: 5/15/2015 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: LIFE, LTC, DI, FIXED ANNUITIES (2) NAME: CONNECTING FOR KIDS INV REL: Y ADD: 27333 CENTER RIDGE RD., WESTLAKE, OH 44145 NATURE: BOARD MEMBER POSITION: SECRETARY START DATE: 10/1/2020 NO. HR/MO: 3 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: TO KEEP RECORDS OF MEETINGS. (3) NAME: BENJAMIN ROSE INSTITUTE ON AGING INV REL: N ADD: 11890 FAIRHILL RD. CLEVELAND, OH 44120 NATURE: BOARD SERVICE POSITION: BOARD MEMBER START DATE: 01/26/2024 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: WORK ON STRATEGIC PLANNING GOALS, DEVELOPMENT STRATEGIES, AND APPROVING PROGRAMS. (4) NAME: WELCOME HOUSE INV REL: N ADD: 802 SHARON DRIVE, SUITE A, WESTLAKE, OH 44145 NATURE: BOARD SERVICE POSITION: BOARD MEMBER START DATE: 01/26/2024 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: WORK ON STRATEGIC PLANNING GOALS, DEVELOPMENT STRATEGIES, AND APPROVING PROGRAMS. (5) NAME: ST. LUKE'S FOUNDATION INV REL: N ADD: 11327 SHAKER BLVD., #600W, CLEVELAND, OH 44104 NATURE: BOARD SERVICE POSITION: BOARD MEMBER START DATE: 01/26/2024 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: WORK ON STRATEGIC PLANNING GOALS, DEVELOPMENT STRATEGIES, AND APPROVING PROGRAMS (6) NAME: K BRYAN LLC INV REL: Y ADD: 1956 CARTER ROAD, SUITE 200, CLEVELAND, OH 44113 NATURE: OWNER OF LLC FOR BANKING, TAX FILING PURPOSES, AND PAYROLL FOR STAFF POSITION: OWNER START DATE: 04/18/2024 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 (7) NAME: BOURBON BOTTLES & MIND BOGGLES PODCAST INV REL: N ADD: RESIDENTIAL ADDRESS NATURE: PODCASTER POSITION: CO-OWNER START DATE: 10/01/2025 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: PODCAST TO TALK ABOUT BOURBON AND VARIOUS LIFE SITUATIONS CONDUCTED ON SPOTIFY
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-08-26 |
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