Adriana N Sormani

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2019-09-04

FL RA
APPROVED

Since 2019-09-04

Branch Locations

Dunedin, FL • United States

100 North Tampa Suite 2400, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Chicago	IL	06/2011	08/2019
Raymond James & Associates	Tampa	FL	09/2019	Present

06/2011 → 08/2019

Ubs Financial Services Inc

Chicago, IL
09/2019 → Present

Raymond James & Associates

Tampa, FL

Previous Registrations

2011-06-30 → 2019-09-12

Ubs Financial Services Inc.

Chicago, IL

Chicago, IL
2009-10-23 → 2011-07-05

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lake Forest, IL

Lake Forest, IL

Lake Forest, IL
2003-02-28 → 2009-10-23

Banc Of America Investment Services, Inc.

Lake Forest, IL

Lake Forest, IL
2000-11-30 → 2003-03-03

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Northbrook, IL

Other Businesses

(1) Name of Business: Lake Bluff Address: 1630 Brook Drive, Dunedin, FL, 34698, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 02/14/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of property

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-10-09

S66 Uniform Combined State Law Examination

2000-10-09

Other Names

Adriana N. Godinez
Adriana N Sormani

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