Richard Gudaitis

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2003-04-11

WA RA
APPROVED

Since 2003-04-11

Branch Locations

Kirkland, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Kirkland	WA	04/2003	Present

04/2003 → Present

Lpl Financial, Llc

Kirkland, WA

Previous Registrations

2000-08-09 → 2003-04-07

Rbc Capital Markets, Llc

Kirkland, WA

Other Businesses

1. 1/23/2020 - Camano Beach House, LLC - Not Investment Related - Kirkland, WA 98033 - Act in a Fiduciary Capacity - Registered Agent - Started 07/05/2019 - 4 Hours Per Month/0 Hours During Securities Trading. 2. 09/01/2023 - Gudaitis Financial Strategies PLLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 04/22/2003 - 0 Hours Per Month/ During Securities Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-07-21

S66 Uniform Combined State Law Examination

2000-07-21

View on SEC IAPD