Christopher Lee Moyer

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-07-07
OR	RA	APPROVED	2018-10-02

TX RA
APPROVED

Since 2023-07-07
OR RA
APPROVED

Since 2018-10-02

Branch Locations

Portland, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Christopher Moyer	Portland	OR	03/2011	Present
Waddell & Reed, Inc	Lake Oswego	OR	08/2011	10/2018
Various Insurance Carriers For W&R Insurance Agencies	Portland	OR	12/2011	10/2018
Lpl Financial, Llc	Portland	OR	10/2018	Present

03/2011 → Present

Christopher Moyer

Portland, OR
08/2011 → 10/2018

Waddell & Reed, Inc

Lake Oswego, OR
12/2011 → 10/2018

Various Insurance Carriers For W&R Insurance Agencies

Portland, OR
10/2018 → Present

Lpl Financial, Llc

Portland, OR

Previous Registrations

2012-01-05 → 2018-10-05

Waddell & Reed

Lake Oswego, OR

Seattle, WA

Other Businesses

1. 10/01/2018 - ONCOURSE FINANCIAL STRATEGIES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED / 100%/ PORTLAND, OR 2. 04/08/2019 - C.L.Moyer, LLC - Not investment related - At reported business location(s) - Business Entity For Tax/Investment Purposes Only - start date:10/02/2018 - 160 hrs/mo - 6 hrs during trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-11-29

S66 Uniform Combined State Law Examination

2011-11-29

Designations

Certified Financial Planner

Other Names

Christopher Moyer

View on SEC IAPD