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Caryn Johnson

Rbc Capital Markets, LLC

Bainbridge Island, WA

Seattle, WA

Auburn, WA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2024-01-12
TX RA APPROVED 2018-05-21
WA RA APPROVED 2018-05-21
  • VI RA
    APPROVED
    Since 2024-01-12
  • TX RA
    APPROVED
    Since 2018-05-21
  • WA RA
    APPROVED
    Since 2018-05-21

Branch Locations

175 Parfitt Way Sw Suite S200, Bainbridge Island, WA 98110-2582 • United States

401 Union Street Suite 3600, Seattle, WA 98101 • United States

Auburn, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Llc Bainbridge Island WA 03/2008 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-21
S63 Uniform Securities Agent State Law Examination 2001-06-18
  • S66 Uniform Combined State Law Examination
    2018-05-21
  • S63 Uniform Securities Agent State Law Examination
    2001-06-18
Other Names
  • Caryn Yaeko Shiroyama

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BAINBRIDGE ISLAND, WA
BRACKENWOOD CAPITAL MANAGEMENT, LLC · BAINBRIDGE ISLAND, WA
J.P. MORGAN SECURITIES LLC · BAINBRIDGE ISLAND, WA
HIDDEN COVE WEALTH MANAGEMENT · BAINBRIDGE ISLAND, WA
AGATE PASS INVESTMENT, LLC · BAINBRIDGE ISLAND, WA
MORGAN STANLEY · BAINBRIDGE ISLAND, WA
MORGAN STANLEY · Bainbridge Island, WA
NEW ALCHEMY CAPITAL INVESTMENT MANAGER LLC · BAINBRIDGE ISLAND, WA

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