William Clarence Larkin

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2010 → Present
  Aurora Sports Officials
  Aurora, CO
• 01/2015 → 10/2024
  American Portfolios Financial Services, Inc.
  Holbrook, NY
• 10/2024 → Present
  Osaic Wealth, Inc.
  Scottsdale, AZ

Previous Registrations

• 2015-01-15 → 2024-10-11
  American Portfolios Advisors, Inc
  Holbrook, NY
• 2013-01-23 → 2014-12-11
  Pnc Managed Account Solutions, Inc.
  Englewood, CO
• 2012-10-01 → 2013-01-04
  J.P. Morgan Securities Llc
  Arvada, CO
  Arvada, CO
  Westminster, CO
  Westminster, CO
• 2012-08-09 → 2012-10-01
  Chase Investment Services Corp.
  Arvada, CO
  Arvada, CO
  Westminster, CO
  Westminster, CO
  Louisville, CO
  Westminster, CO

Other Businesses

1. WILLIAM LARKIN POSITION: Basketball Official NATURE: Basketball Official INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2010 ADDRESS: 286 N Newcastle Way, AURORA CO 80018, United States DESCRIPTION: officiate basketball games. 2. LIFE INSURANCE SALES POSITION: Life Insurance Sales NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/01/2026 ADDRESS: 4700 S. Syracuse St, Suite 830, Denver CO 80237, United States DESCRIPTION: Selling of life insurance to clients in need from their financial plan.

Exams

• S66 Uniform Combined State Law Examination
  2012-07-30
• S63 Uniform Securities Agent State Law Examination
  1998-10-28
• S65 Uniform Investment Adviser Law Examination
  1998-10-12