Juan Antonio Roca

Cetera Investment Advisers LLC

Claim This Profile

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2020-07-15

FL RA
APPROVED

Since 2020-07-15

Branch Locations

13450 W Sunrise Blvd Suite # 240, Sunrise, FL 33323 • United States

Lake Worth, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Foresters Financial Service	Miramar	FL	08/2011	06/2019
Cetera Investment Services Llc	St Cloud	MN	06/2019	Present
Cetera Investment Advisers Llc	Sunrise	FL	07/2020	Present

08/2011 → 06/2019

Foresters Financial Service

Miramar, FL
06/2019 → Present

Cetera Investment Services Llc

St Cloud, MN
07/2020 → Present

Cetera Investment Advisers Llc

Sunrise, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-06-29

S65 Uniform Investment Adviser Law Examination

2020-06-29

View on SEC IAPD

Other Firms

PFS INVESTMENTS INC.

LIFECRAFT WEALTH MANAGEMENT

IFG ADVISORY, LLC

ASSET PROTECTION GROUP

INTEGRITY ALLIANCE, LLC.

NEIL JESANI WEALTH MANAGEMENT

OSAIC WEALTH, INC.

TRAJAN WEALTH, L.L.C.

Other Investors

GEORGE SHASHATY

PAMELA CHRISTINE CUNNINGHAM

MICHAEL J CUNNINGHAM

LUIS RUBEN UGALDE

RICHARD THOMAS PUSATERI

MADELENE MORALES

Other Offices

PFS INVESTMENTS INC. · SUNRISE, FL

PFS INVESTMENTS INC. · SUNRISE, FL

PFS INVESTMENTS INC. · SUNRISE, FL

PFS INVESTMENTS INC. · SUNRISE, FL

LIFECRAFT WEALTH MANAGEMENT · SUNRISE, FL

IFG ADVISORY, LLC · Sunrise, FL

ASSET PROTECTION GROUP · SUNRISE, FL

INTEGRITY ALLIANCE, LLC. · Davie, FL

More in Sunrise, FL

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor