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Nathan Bryan Wiley

D.A. Davidson & Co.

Irvine, CA

Oceanside, CA

New York, NY

CRD 5969867

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Employer firm

D.a. Davidson & Co. CRD 199

$41.8B regulatory AUM 1,050 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-07-09
  • CA RA
    APPROVED
    Since 2018-07-09

Branch Locations

3333 Michelson Dr Suite 900, Irvine, CA 92612 • United States

Oceanside, CA • United States

1325 Avenue Of The Americas Floor 17, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Carlsbad CA 10/2011 07/2018
D.A. Davidson & Co. Irvine CA 07/2018 Present
  • 10/2011 → 07/2018
    Northwestern Mutual
    Carlsbad, CA
  • 07/2018 → Present
    D.A. Davidson & Co.
    Irvine, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-20
S63 Uniform Securities Agent State Law Examination 2011-12-19
  • S66 Uniform Combined State Law Examination
    2014-02-20
  • S63 Uniform Securities Agent State Law Examination
    2011-12-19
Other Names
  • Nate Wiley
  • Nathan Bryan Wiley
  • Nathan B Wiley

View on SEC IAPD

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