Alfonso Duarte Rioseco

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2011 → 02/2019
  Actinver Securities, Inc.
  Houston, TX
• 08/2011 → 02/2019
  Actinver Wealth Management, Inc.
  Houston, TX
• 02/2019 → Present
  Morgan Stanley Smith Barney Llc
  Houston, TX
• 03/2019 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Previous Registrations

• 2016-11-22 → 2019-03-11
  Alterna Wealth Management, Inc.
  Houston, TX

Other Businesses

*365486 - ADR Global LLC; Investment related-Yes; Houston, Texas; Rental Property, Owning private Jet; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 03/2019; During business hours: 0; After business hours: 1; Property Management, Investment Decisions/Advice, Check Signing/Funds Disbursements, Administrative *457330 - ADR Global LLC; Investment related - Yes; houston, Texas; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 11/2021; During business hours: 0; After business hours: 1; buying a house.

Exams

• S66 Uniform Combined State Law Examination
  2012-05-21

Other Names

• Alfonso Duarte