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125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-26 |
| NY | RA | APPROVED | 2024-08-02 |
Branch Locations
755 Jefferson Rd., 2Nd Floor, Suite 200, Rochester, NY 14623 • United States
125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Rochester | NY | 02/2014 | 10/2019 |
| Cadaret Grant & Co., Inc. | Rochester | NY | 10/2019 | 08/2024 |
| Vanderbilt Financial Group | Woodbury | NY | 08/2024 | Present |
1) The Retirement Optimization Group, X-BAC, LLC. Investment related. Start date: 09/29/2016. Address: 755 Jefferson Road Suite 200, Rochester New York, 14623. Title: Financial Advisor. Duties: Registered Representative. Time spent during regular hours: 100%. 2) Nik Entertainment Co. Investment Related. Start date: 04/20/2018. Address: 274 Goodman Street North, Rochester New York, 14607. Title: Contractor. Duties: Music performance. Time spent during regular hours: 0%. 3) Insurance Lines: Life and Health. Fixed Insurance Sales. Investment Related. Start date: 05/27/2014. Address: 755 Jefferson Road Suite 200, Rochester New York, 14623. Title: Financial Advisor. Duties: Life & Health Insurance. Time spent during regular hours: 5%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 2015-02-23 |
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