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1811 Hicks Road, Rolling Meadows, IL 60008 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-20 |
| IL | RA | APPROVED | 2023-06-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Horner Tax Advisory Group | Rolling Meadows | IL | 09/2014 | 04/2019 |
| Global Financial Private Capital Llc | Sarasota | FL | 09/2014 | 04/2019 |
| J.W. Cole Advisors, Inc. | Tampa | FL | 04/2019 | 06/2023 |
| Lakeshore Capital Group, Inc. | Rolling Meadows | IL | 01/2022 | Present |
1.) Lakeshore Capital Group; not investment related; independent contractor - start date 1/9/2018; 1811 Hicks Road Suite A Rolling Meadows, IL 60008; tax prep & consultation; 120 hours per month, 75 hours during trading. 2.) Independent Insurance Agent; Investment Related; Rolling Meadows, IL; Start Date 02/2022; Approximately 16 hours/month with some hours during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-02-27 |
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