Darla Jean Johnson

Wells Fargo Clearing Services, LLC

Minneapolis, MN

CRD 4178451

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-02-28
MN	RA	APPROVED	2016-11-08

TX RA
APPROVED

Since 2019-02-28
MN RA
APPROVED

Since 2016-11-08

Branch Locations

950 E Wayzata Blvd, 2Nd Fl [Support Center], Wayzata, MN 55391 • United States

90 S 7Th St 10Th & 11Th Fls [Ge-Rbo], Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network, Llc	Minneapolis	MN	11/2016	11/2016
Unemployed	Minneapolis	MN	07/2016	11/2016
Wells Fargo Clearing Services, Llc	Minneapolis	MN	11/2016	Present

11/2016 → 11/2016

Wells Fargo Advisors Financial Network, Llc

Minneapolis, MN
07/2016 → 11/2016

Unemployed

Minneapolis, MN
11/2016 → Present

Wells Fargo Clearing Services, Llc

Minneapolis, MN

Previous Registrations

2014-02-06 → 2016-08-03

Morgan Stanley

Minneapolis, MN

Minneapolis, MN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-11-27

S66 Uniform Combined State Law Examination

2001-11-27

View on SEC IAPD

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