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Bradley G. West

Empower Advisory Group, LLC

Rockport, TX

Greenwood Village, CO

CRD 5969487

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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-03
  • TX RA
    APPROVED
    Since 2023-04-03

Branch Locations

Rockport, TX • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Westlake TX 08/2011 05/2019
Fidelity Personal And Workplace Advisors Boston MA 07/2018 05/2019
Unemployed Dallas TX 05/2019 10/2020
Personal Capital Advisors Corporation Dallas TX 10/2020 Present
Empower Advisory Group, Llc Greenwood Village CO 04/2023 Present
  • 08/2011 → 05/2019
    Fidelity Investments
    Westlake, TX
  • 07/2018 → 05/2019
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 05/2019 → 10/2020
    Unemployed
    Dallas, TX
  • 10/2020 → Present
    Personal Capital Advisors Corporation
    Dallas, TX
  • 04/2023 → Present
    Greenwood Village, CO
Previous Registrations
  • 2020-10-13 → 2023-04-03
    Personal Capital Advisors Corporation
    Dallas, TX
  • 2018-07-13 → 2019-05-20
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2012-10-11 → 2018-07-13
    Westlake, TX
Other Businesses

Perfect Game. Investment Related: No. Hold youth baseball tournaments. Site Director. hours/month: 20. during work hours: 0. I run a particular set of fields for youth baseball tournaments.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-05
S63 Uniform Securities Agent State Law Examination 2011-10-28
  • S66 Uniform Combined State Law Examination
    2012-10-05
  • S63 Uniform Securities Agent State Law Examination
    2011-10-28
Other Names
  • Bradley West

View on SEC IAPD

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