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Joshua Bruce Walzer

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Suwanee, GA

Atlanta, GA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-09-27
TX RA APPROVED 2022-09-27
  • GA RA
    APPROVED
    Since 2022-09-27
  • TX RA
    APPROVED
    Since 2022-09-27

Branch Locations

Suwanee, GA • United States

3455 Peachtree Rd Ne, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Atlanta GA 02/2016 01/2017
E*Trade Securities Llc Alpharetta GA 01/2017 09/2022
E*Trade Capital Management Llc Alpharetta GA 01/2017 09/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 09/2022 Present
Bank Of America, N.A. Atlanta GA 10/2022 Present
  • 02/2016 → 01/2017
    Fifth Third Securities
    Atlanta, GA
  • 01/2017 → 09/2022
    E*Trade Securities Llc
    Alpharetta, GA
  • 01/2017 → 09/2022
    E*Trade Capital Management Llc
    Alpharetta, GA
  • 09/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Atlanta, GA
  • 10/2022 → Present
    Bank Of America, N.A.
    Atlanta, GA
Previous Registrations
  • 2017-02-01 → 2022-10-07
    Harrisdirect Llc
    Alpharetta, GA
    Arlington, VA
    Alpharetta, GA
    Alpharetta, GA
  • 2016-03-03 → 2017-01-20
    Fifth Third Securities, Inc.
    Atlanta, GA
    Atlanta, GA
    Dunwoody, GA
    Lawrenceville, GA
    Alpharetta, GA
    Alpharetta, GA
    Alpharetta, GA
    Duluth, GA
    Atlanta, GA
    Peachtree Corners, GA
    Atlanta, GA
    Atlanta, GA
    Smyrna, GA
    Lawrenceville, GA
    Naples, FL
    Smyrna, GA
    Loganville, GA
    Marietta, GA
    Powder Springs, GA
  • 2012-08-08 → 2016-02-17
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Marietta, GA
    Atlanta, GA
    Atlanta, GA
    Hiram, GA
    Marietta, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
  • 2011-10-26 → 2012-07-03
    Morgan Stanley
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-21
  • S66 Uniform Combined State Law Examination
    2011-10-21

View on SEC IAPD

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JAMES BLAKE MORRIS
Mark Alan Lloyd
Andrew Jacob Lloyd
RICHARD SAMUEL BRYSON
STEVEN OSCAR WYKOFF

Other Offices

THE LLOYD ADVISORY GROUP · SUWANEE, GA
PREMIER FINANCIAL ADVISORY SERVICES, LLC · SUWANEE, GA
MERSEREAU, LAZENBY & ROCKAS, L.L.C. · SUWANEE, GA
MERSEREAU, LAZENBY & ROCKAS, L.L.C. · SUWANEE, GA
AMERIPRISE FINANCIAL SERVICES, LLC · SUWANEE, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Suwanee, GA
OSAIC WEALTH, INC. · SUWANEE, GA
LPL FINANCIAL LLC · SUWANEE, GA

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