Richard K Dyson

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 05/2018
  J.P. Morgan Securities Llc
  Parma, OH
• 05/2018 → 01/2022
  Pnc Investments
  Pittsburgh, PA
• 01/2022 → 10/2022
  Ameriprise Financial Services Llc
  Independence, OH
• 11/2022 → 01/2024
  Charles Schwab & Co., Inc.
  Westlake, OH
• 11/2022 → 01/2024
  Charles Schwab Bank, Ssb
  Westlake, OH
• 05/2024 → Present
  Empower Financial Services, Inc
  Greenwood Village, CO
• 05/2024 → Present
  Empower Advisory Group, Llc
  Greenwood Village, CO
• 01/2024 → 05/2024
  Unemployed
  Brunswick, OH

Previous Registrations

• 2022-11-28 → 2024-01-10
  Charles Schwab & Co., Inc.
  Westlake, OH
• 2022-01-07 → 2022-10-24
  Ameriprise Financial Services, Llc
  Seven Hills, OH
• 2018-05-15 → 2022-01-18
  Pnc Wealth Management Llc
  Brecksville, OH
  North Royalton, OH
  Parma, OH
  Seven Hills, OH
  Cleveland, OH
  Cleveland, OH
• 2014-07-29 → 2018-05-08
  J.P. Morgan Securities Llc
  Parma, OH
  Mentor, OH
  Beachwood, OH
  Cleveland, OH
  Chagrin Falls, OH
  Cleveland Heights, OH
  Cleveland, OH
  Lorain, OH
  Lorain, OH
  Cleveland, OH
  Cleveland, OH
  Westlake, OH
• 2014-03-18 → 2014-07-18
  Key Investment Services Llc
  Cleveland, OH
  Lakewood, OH
  Brooklyn, OH
  Lakewood, OH

Exams

• S66 Uniform Combined State Law Examination
  2014-03-17
• S63 Uniform Securities Agent State Law Examination
  2011-10-20

Other Names

• Rick Dyson
• Richard K Dyson
• Richard Keith Dyson