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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-03-21 |
| NY | RA | APPROVED | 2024-03-21 |
Branch Locations
1610 E River Rd Ste 116, Tucson, AZ 85718 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Rochester | Rochester | NY | 09/2016 | 01/2024 |
| Homemaker | Geneseo | NY | 03/2015 | 09/2016 |
| Cetera Advisors Llc | St. Cloud | MN | 04/2021 | Present |
| University Of Rochester | Rochester | NY | 09/2016 | 01/2024 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1)JRS WEALTH MANAGEMENT, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 03/3021, FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 10, DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2) WILDE WEALTH MANAGEMENT, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 03/3021, FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 10, DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-13 |
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