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Kaelah Nicole Granger

Cetera Investment Advisers LLC

Geneseo, NY

Tucson, AZ

CRD 5969325

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-03-21
NY RA APPROVED 2024-03-21
  • AZ RA
    APPROVED
    Since 2024-03-21
  • NY RA
    APPROVED
    Since 2024-03-21

Branch Locations

Geneseo, NY • United States

1610 E River Rd Ste 116, Tucson, AZ 85718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Rochester Rochester NY 09/2016 01/2024
Homemaker Geneseo NY 03/2015 09/2016
Cetera Advisors Llc St. Cloud MN 04/2021 Present
University Of Rochester Rochester NY 09/2016 01/2024
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 09/2016 → 01/2024
    University Of Rochester
    Rochester, NY
  • 03/2015 → 09/2016
    Homemaker
    Geneseo, NY
  • 04/2021 → Present
    Cetera Advisors Llc
    St. Cloud, MN
  • 09/2016 → 01/2024
    University Of Rochester
    Rochester, NY
  • 03/2024 → Present
    Schaumburg, IL
Other Businesses

1)JRS WEALTH MANAGEMENT, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 03/3021, FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 10, DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2) WILDE WEALTH MANAGEMENT, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 03/3021, FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 10, DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-13
  • S66 Uniform Combined State Law Examination
    2021-11-13
Designations
  • Certified Financial Planner
Other Names
  • Kaelah Nicole Stark

View on SEC IAPD

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