Jeffrey Sheldon Johnette

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

Financial planning
Selection of other advisers
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2022-01-27

NE RA
APPROVED

Since 2022-01-27

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

200 S. 108 Ave, Omaha, NE 68154 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Td Ameritrade	Omaha	NE	08/2011	12/2022
Charles Schwab And Co., Inc.	Omaha	NE	12/2022	Present
Charles Schwab Bank	Omaha	NE	11/2023	Present

08/2011 → 12/2022

Td Ameritrade

Omaha, NE
12/2022 → Present

Charles Schwab And Co., Inc.

Omaha, NE
11/2023 → Present

Charles Schwab Bank

Omaha, NE

Previous Registrations

2013-05-02 → 2023-09-07

Td Ameritrade Investment Management, Llc

Omaha, NE

Omaha, NE
2013-04-25 → 2022-10-14

Td Ameritrade, Inc.

Omaha, NE

Omaha, NE

Omaha, NE

Omaha, NE

Omaha, NE

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-04-23
S63	Uniform Securities Agent State Law Examination	2011-09-26

S66 Uniform Combined State Law Examination

2013-04-23
S63 Uniform Securities Agent State Law Examination

2011-09-26

View on SEC IAPD