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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2026-01-26
UT RA APPROVED 2025-09-18
NE RA APPROVED 2025-07-21
GA RA APPROVED 2025-03-05
AZ RA APPROVED 2024-12-11
CA RA APPROVED 2024-11-13
CO RA APPROVED 2024-11-13
FL RA APPROVED 2024-11-13
MD RA APPROVED 2024-11-13
SC RA APPROVED 2024-11-13
WA RA APPROVED 2024-10-02
VA RA APPROVED 2024-09-17
TX RA APPROVED_RES 2022-01-04
ME RA APPROVED 2021-10-28
NJ RA APPROVED 2021-08-05
IL RA APPROVED 2021-06-30
NY RA APPROVED 2021-04-16
CT RA APPROVED 2021-02-15
NH RA APPROVED 2021-01-28
NC RA APPROVED 2021-01-13
PA RA APPROVED 2021-01-07
OH RA APPROVED 2021-01-06
MA RA APPROVED 2020-11-24
  • KY RA
    APPROVED
    Since 2026-01-26
  • UT RA
    APPROVED
    Since 2025-09-18
  • NE RA
    APPROVED
    Since 2025-07-21
  • GA RA
    APPROVED
    Since 2025-03-05
  • AZ RA
    APPROVED
    Since 2024-12-11
  • CA RA
    APPROVED
    Since 2024-11-13
  • CO RA
    APPROVED
    Since 2024-11-13
  • FL RA
    APPROVED
    Since 2024-11-13
  • MD RA
    APPROVED
    Since 2024-11-13
  • SC RA
    APPROVED
    Since 2024-11-13
  • WA RA
    APPROVED
    Since 2024-10-02
  • VA RA
    APPROVED
    Since 2024-09-17
  • TX RA
    APPROVED_RES
    Since 2022-01-04
  • ME RA
    APPROVED
    Since 2021-10-28
  • NJ RA
    APPROVED
    Since 2021-08-05
  • IL RA
    APPROVED
    Since 2021-06-30
  • NY RA
    APPROVED
    Since 2021-04-16
  • CT RA
    APPROVED
    Since 2021-02-15
  • NH RA
    APPROVED
    Since 2021-01-28
  • NC RA
    APPROVED
    Since 2021-01-13
  • PA RA
    APPROVED
    Since 2021-01-07
  • OH RA
    APPROVED
    Since 2021-01-06
  • MA RA
    APPROVED
    Since 2020-11-24

Branch Locations

160 Gould Street Suite 310, Needham, MA 02494 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Co Of America Needham MA 03/2020 Present
Park Avenue Securities Llc Needham MA 12/2020 Present
Guardian Life Insurance Co Of America Needham MA 01/2016 01/2017
Park Avenue Securities, Llc Needham Park MA 01/2016 01/2017
Group Design Build Somerville MA 01/2017 01/2019
Fallon Custom Homes Needham MA 01/2019 03/2020
  • 03/2020 → Present
    Guardian Life Insurance Co Of America
    Needham, MA
  • 12/2020 → Present
    Needham, MA
  • 01/2016 → 01/2017
    Guardian Life Insurance Co Of America
    Needham, MA
  • 01/2016 → 01/2017
    Needham Park, MA
  • 01/2017 → 01/2019
    Group Design Build
    Somerville, MA
  • 01/2019 → 03/2020
    Fallon Custom Homes
    Needham, MA
Previous Registrations
Other Businesses

1) Insurance other than Guardian, Start date: 08/01/2025, Address: 160 Gould Street Suite 310 Needham, MA 02494, 1 total hour per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-05
  • S66 Uniform Combined State Law Examination
    2020-09-05
Other Names
  • Nicholas Michael Peters
  • Nicholas M Peters
  • Nicholas Peters

View on SEC IAPD

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