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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-08-16
  • MO RA
    APPROVED
    Since 2023-08-16

Branch Locations

101 E. Elm St, O'FAllon, MO 63366 • United States

1994 Wentzville Pkwy, Wentzville, MO 63385 • United States

2913 State Hwy K, O'FAllon, MO 63366 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commerce Brokerage Services, Inc. St. Louis MO 07/2011 08/2023
Lpl Financial Llc O'FAllon MO 08/2023 Present
  • 07/2011 → 08/2023
    Commerce Brokerage Services, Inc.
    St. Louis, MO
  • 08/2023 → Present
    O'FAllon, MO
Previous Registrations
  • 2011-09-19 → 2023-08-16
    Commerce Brokerage Services, Inc.
    Florissant, MO
    St. Louis, MO
    Kirkwood, MO
    Webster Groves, MO
    Kirkwood, MO
    Wentzville, MO
    Florissant, MO
    O'FAllon, MO
Other Businesses

1. 03/24/2023 - Commerce Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 03/2023

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-17
  • S66 Uniform Combined State Law Examination
    2011-09-17
Other Names
  • Daniel Matter

View on SEC IAPD

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