Robert Lee Kidd

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → 07/2019
  Fidelity Brokerage Services, Llc
  Jacksonville, FL
• 07/2019 → 03/2021
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
• 04/2021 → 01/2022
  E*Trade Securities, Llc
  Charlotte, NC
• 02/2022 → 06/2023
  Ubs Financial Services, Inc.
  Charlotte, NC
• 06/2023 → 06/2025
  Tiaa
  Charlotte, NC
• 06/2023 → 06/2025
  Tiaa-Cref Individual & Institutional Services, Llc
  Charlotte, NC
• 08/2025 → Present
  The Vanguard Group, Inc.
  Charlotte, NC

Previous Registrations

• 2023-06-29 → 2025-06-11
  Tiaa-Cref Individual & Institutional Services, Llc
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
• 2022-03-18 → 2023-06-26
  Ubs Financial Services Inc.
  Weehawken, NJ
• 2012-02-06 → 2014-04-23
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonville, FL

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams

• S66 Uniform Combined State Law Examination
  2022-03-17

Designations

• Certified Financial Planner

Other Names

• Robert Kidd
• Robert L Kidd
• Robert Lee Kidd
• Robert Kidd