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Jason M Lipp

Ubs Financial Services Inc.

Paramus, NJ

CRD 5968418

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-08-08
NJ RA APPROVED 2024-02-13
TX RA APPROVED 2024-02-13
  • NY RA
    APPROVED
    Since 2024-08-08
  • NJ RA
    APPROVED
    Since 2024-02-13
  • TX RA
    APPROVED
    Since 2024-02-13

Branch Locations

61 South Paramus Road 4Th Floor, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Paramus NJ 08/2011 02/2024
Bank Of America, N.A. Paramus NJ 02/2015 02/2024
Ubs Paramus NJ 02/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-20
  • S66 Uniform Combined State Law Examination
    2011-12-20
Other Names
  • Jason Michael Lipp
  • Jason Michael Lipp

View on SEC IAPD

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