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Stephen Michael Snapp

Goldman Sachs Wealth Services, L.P.

Dallas, TX

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Current Employers
Goldman Sachs Wealth Services, L.P.

100 Coliseum Drive, Cohoes, NY 12047 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-23
  • TX RA
    APPROVED
    Since 2023-10-23

Branch Locations

2001 Ross Avenue Suite 2800, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Capital Financial Advisers, Llc Newport Beach CA 10/2011 06/2019
Goldman Sachs & Co. Llc New York NY 07/2019 Present
  • 10/2011 → 06/2019
    United Capital Financial Advisers, Llc
    Newport Beach, CA
  • 07/2019 → Present
    Goldman Sachs & Co. Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-11-15
S65 Uniform Investment Adviser Law Examination 2018-08-08
  • S63 Uniform Securities Agent State Law Examination
    2021-11-15
  • S65 Uniform Investment Adviser Law Examination
    2018-08-08
Other Names
  • Stephen Snapp

View on SEC IAPD

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