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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-11-23 |
Branch Locations
Missouri City, TX • United States
100 Crescent Court 13Th Floor, Dallas, TX 75201 • United States
712 Main St 5Th Floor - South, Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein & Co., Llc | Houston | TX | 08/2015 | 11/2020 |
| Jpmorgan Securities Llc | Houston | TX | 11/2020 | Present |
| Jpmorgan Chase Bank Na | Houston | TX | 11/2020 | Present |
| Alliancebernstein L.P. | Houston | TX | 08/2015 | 11/2020 |
Entity Name: Planned Parenthood Gulf Coast Investment related: Y Address: ppgulfcoast.org Nature of the other business: Health Services Position/Title/Relationship: Board Member Start Date: 06/01/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am a member of the advisory board of directors, and also a member of the finance committee.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 2011-11-22 |
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