Lorenzo Dominique Riley

Employer firm

Mercer Global Advisors Inc. CRD 147363

$84.4B regulatory AUM 87 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2020 → 05/2021
  Gwfs Equities
  Pasadena, CA
• 07/2019 → 01/2020
  Self-Employed
  North Hollywood, CA
• 11/2013 → 07/2019
  Jp Morgan Securities Llc
  Canyon Country, CA
• 11/2013 → 07/2019
  Jp Morgan Chase Bank
  Canyon Country, CA
• 05/2021 → 07/2022
  Polaris Wealth Advisory Group
  Los Angeles, CA
• 07/2022 → 04/2025
  Mercer Global Advisors Inc
  Los Angeles, CA
• 04/2025 → 12/2025
  Mercer Global Advisors Inc.
  Los Angeles, CO
• 01/2026 → Present
  Mercer Global Advisors Inc.
  Los Angeles, CA

Previous Registrations

• 2021-06-01 → 2022-08-12
  Polaris Wealth Advisory Group
  North Hollywood, CA
• 2013-02-08 → 2013-12-13
  Transamerica Financial Advisors, Llc
  Moorpark, CA
• 2012-04-26 → 2012-10-12
  Transamerica Financial Advisors, Llc
  Moorpark, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-04-07
• S63 Uniform Securities Agent State Law Examination
  2011-08-24

Designations

• Certified Financial Planner

Other Names

• Lorenzo D Riley
• Lorenzo Riley