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6900 South 900 East Suite 200, Midvale, UT 84047 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2024-10-15 |
| TX | RA | APPROVED_RES | 2024-10-14 |
Branch Locations
6900 South 900 East Suite 200, Midvale, UT 84047 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade, Inc. | Draper | UT | 08/2011 | 03/2018 |
| E*Trade Securities Llc | Sandy | UT | 03/2018 | 02/2020 |
| E*Trade Capital Management Llc | Sandy | UT | 03/2018 | 02/2020 |
| E*Trade Capital Management Llc | Sandy | UT | 02/2020 | 06/2020 |
| E*Trade Capital Management Llc | Sandy | UT | 02/2020 | 06/2020 |
| E*Trade Securities Llc | Sandy | UT | 06/2020 | 10/2024 |
| E*Trade Capital Management Llc | Sandy | UT | 06/2020 | 10/2024 |
| Morgan Stanley | Sandy | UT | 03/2023 | 10/2024 |
| Morgan Stanley | Sandy | UT | 09/2023 | 10/2024 |
| Morgan Stanley | Sandy | UT | 09/2023 | 10/2024 |
| Mhl Investments | Midvale | UT | 10/2024 | Present |
| Everspire | Midvale | UT | 10/2024 | Present |
TomiPlan, Investment-related, Everspire Plaza, 6900 S 900 E., Suite 200, Midvale, Utah 84047, Refers business to TomiPlan, No position - Refers to the Co., 10/08/2024, 10 hrs/month, 10 hrs/month during securities trading hours, Receives a referral fee for referring business to TomiPlan (Financial Planning Company), No securities or financial products are offered at TomiPlan.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-22 |
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