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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2024-03-13
TX RA APPROVED 2024-01-03
  • PR RA
    APPROVED
    Since 2024-03-13
  • TX RA
    APPROVED
    Since 2024-01-03

Branch Locations

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

N Richland Hills, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 08/2011 06/2022
Northestern Mutual Investment Services, Llc Fort Worth TX 01/2012 06/2022
First Command Bank Fort Worth TX 06/2022 Present
  • 08/2011 → 06/2022
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2012 → 06/2022
    Northestern Mutual Investment Services, Llc
    Fort Worth, TX
  • 06/2022 → Present
    First Command Bank
    Fort Worth, TX
Other Businesses

Name of the other business: Nolan Catholic High School Viking Club Whether the business is investment-related: No Address of the other business: 4501 Bridge St., Fort Worth, Texas 76103 Nature of the other business: Board Membership Your position, title, or relationship with the other business: Board Member - Treasurer The start date of your relationship: Aug 01, 2024 The approximate number of hours/month you devote to the other business: 6 to 10 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: Treasurer- duties restricted to bookkeeping only (do not handle cash / do not process transactions)

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-02-29
  • S63 Uniform Securities Agent State Law Examination
    2012-02-29

View on SEC IAPD

More in Fort Worth, TX

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