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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-23
  • TX RA
    APPROVED
    Since 2024-02-23

Branch Locations

1900 N. Akard St. 5Th And 6Th Fl., Dallas, TX 75201 • United States

405 Colorado St Floor 25 & 24, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Dallas TX 08/2011 Present
Jpmorgan Chase Bank, N.A. Dallas TX 08/2011 Present
Harvard University Boston MA 09/2014 08/2023
  • 08/2011 → Present
    Dallas, TX
  • 08/2011 → Present
    Jpmorgan Chase Bank, N.A.
    Dallas, TX
  • 09/2014 → 08/2023
    Harvard University
    Boston, MA
Other Businesses

Entity Name: The Winsor School Investment related: Yes Address: 19 Pilgrim Road, Boston, MA 02215 Www.winsor.edu Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 09/30/2025 Approximate # of hours a Week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Trustee for all-girls private school. Member, Finance Committee Entity Name: Pokhrama Foundation Investment related: No "Address: Is in India; organization is filing application for US-based 501c3 status. The corporate headquarters will be in Delaware. https://www.pokhramafoundation.org/" Nature of the other business: Social Services Position/Title/Relationship: Board Member Start Date: 05/06/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The organization builds schools in rural India to give children access to high-quality education. The organization was founded by Ajay and Nishtha Singh, who are clients of mine. They have asked me to be on the board of directors. The board will be small, so committee work is TBD.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-23
S63 Uniform Securities Agent State Law Examination 2011-10-29
  • S65 Uniform Investment Adviser Law Examination
    2024-02-23
  • S63 Uniform Securities Agent State Law Examination
    2011-10-29
Other Names
  • Ashley Marlenga
  • Ashley Beth Marlenga

View on SEC IAPD

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