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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-02-23 |
Branch Locations
1900 N. Akard St. 5Th And 6Th Fl., Dallas, TX 75201 • United States
405 Colorado St Floor 25 & 24, Austin, TX 78701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Dallas | TX | 08/2011 | Present |
| Jpmorgan Chase Bank, N.A. | Dallas | TX | 08/2011 | Present |
| Harvard University | Boston | MA | 09/2014 | 08/2023 |
Entity Name: The Winsor School Investment related: Yes Address: 19 Pilgrim Road, Boston, MA 02215 Www.winsor.edu Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 09/30/2025 Approximate # of hours a Week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Trustee for all-girls private school. Member, Finance Committee Entity Name: Pokhrama Foundation Investment related: No "Address: Is in India; organization is filing application for US-based 501c3 status. The corporate headquarters will be in Delaware. https://www.pokhramafoundation.org/" Nature of the other business: Social Services Position/Title/Relationship: Board Member Start Date: 05/06/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The organization builds schools in rural India to give children access to high-quality education. The organization was founded by Ajay and Nishtha Singh, who are clients of mine. They have asked me to be on the board of directors. The board will be small, so committee work is TBD.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 2011-10-29 |
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