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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-03-18
TX RA APPROVED_RES 2024-03-16
  • VA RA
    APPROVED
    Since 2024-03-18
  • TX RA
    APPROVED_RES
    Since 2024-03-16

Branch Locations

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

119 S Agusta Street Suite 101, Staunton, VA 24401 • United States

Waynesboro, VA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 08/2011 01/2021
Raymond James Financial Services, Inc Chesapeake VA 01/2021 03/2024
Raymond James Financial Services Advisors Chesapeake VA 01/2021 03/2024
Freedom Street Partners Staunton VA 01/2021 03/2024
Steward Partners Global Advisory, Llc Staunton VA 03/2024 Present
Steward Partners Investment Solutions, Llc Staunton VA 03/2024 Present
Steward Partners Investment Advisory, Llc Staunton VA 03/2024 Present
  • 08/2011 → 01/2021
    St Louis, MO
  • 01/2021 → 03/2024
    Raymond James Financial Services, Inc
    Chesapeake, VA
  • 01/2021 → 03/2024
    Raymond James Financial Services Advisors
    Chesapeake, VA
  • 01/2021 → 03/2024
    Freedom Street Partners
    Staunton, VA
  • 03/2024 → Present
    Steward Partners Global Advisory, Llc
    Staunton, VA
  • 03/2024 → Present
    Steward Partners Investment Solutions, Llc
    Staunton, VA
  • 03/2024 → Present
    Staunton, VA
Previous Registrations
Other Businesses

(1)Name of Business: Freedom Street Partners Address: 5 Middlebrook Ave, Staunton, VA, 24401-4259, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 01/27/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor (2)Name of Business: JADFS LLC Address: 5 Middlebrook Ave, Staunton, VA, 24401, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/27/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor (3) Name of Business: NKD Towing, LLC; City/State: Fishersville, VA; Activity Type: Business Ownership; Nature of business: Tow Company; Position: Owner; Start date: 08/01/2017; 2 HRS/Mo devoted to this activity; 0 HRS/MO devoted during business hours; Not investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-15
  • S66 Uniform Combined State Law Examination
    2011-11-15

View on SEC IAPD

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