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Laura Marie Williams

Janney Montgomery Scott LLC

Philadelphia, PA

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2014-08-20
  • PA RA
    APPROVED
    Since 2014-08-20

Branch Locations

1717 Arch Street, Philadelphia, PA 19103 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Philadelphia PA 07/2011 12/2020
Janney Montgomery Scott Llc Philadelphia PA 12/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-26
  • S66 Uniform Combined State Law Examination
    2014-04-26
Other Names
  • Laura Maria Williams

View on SEC IAPD

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