Joseph Felice

Pgim Investments LLC

Claim This Profile

Current Employers

Pgim Investments Llc

655 Broad Street, Newark, NJ 07102 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2013-10-17

NJ RA
APPROVED

Since 2013-10-17

Branch Locations

Three Gateway Center, Newark, NJ 07102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pgim Investments,Llc	Newark	NJ	10/2013	07/2025
Prudential Investment Management Services Llc	Newark	NJ	10/2013	07/2025
Pgim Investments,Llc	Newark	NJ	10/2013	07/2025
Prudential Investment Management Services, Llc	Newark	NJ	07/2025	Present
Pgim Investments, Llc	Newark	NJ	07/2025	Present

10/2013 → 07/2025

Pgim Investments,Llc

Newark, NJ
10/2013 → 07/2025

Prudential Investment Management Services Llc

Newark, NJ
10/2013 → 07/2025

Pgim Investments,Llc

Newark, NJ
07/2025 → Present

Prudential Investment Management Services, Llc

Newark, NJ
07/2025 → Present

Pgim Investments, Llc

Newark, NJ

Previous Registrations

2012-12-10 → 2013-10-11

Santander Securities Llc

Brooklyn, NY

Staten Island, NY
2011-10-31 → 2012-08-08

Morgan Stanley

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-10-28

S66 Uniform Combined State Law Examination

2011-10-28

View on SEC IAPD

More in Newark, NJ

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor