Jonathan H Conrad

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2013-07-23

LA RA
APPROVED

Since 2013-07-23

Branch Locations

127 W Broad St Suite 600 One Lake Side Plaza, Lake Charles, LA 70601-4260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Investment Services, Llc	Lake Charles	LA	08/2011	Present
Northwestern Mutual Life Insurance Company	Milwaukee	WI	08/2011	Present
Northwestern Mutual Wealth Management Company	Milwaukee	WI	01/2016	Present

08/2011 → Present

Northwestern Mutual Investment Services, Llc

Lake Charles, LA
08/2011 → Present

Northwestern Mutual Life Insurance Company

Milwaukee, WI
01/2016 → Present

Northwestern Mutual Wealth Management Company

Milwaukee, WI

Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. OWNER, CONRAD ENTERPRISES, LLC, MD/DD DISTRICT AGENT LEGAL ENTITY, START DATE: 11/26/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-07-19
S63	Uniform Securities Agent State Law Examination	2011-09-29

S65 Uniform Investment Adviser Law Examination

2013-07-19
S63 Uniform Securities Agent State Law Examination

2011-09-29

View on SEC IAPD