Samuel Everett Arthur

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2012 → Present
  Northwestern Mutual Investment Services Llc
  Atlanta, GA
• 08/2011 → Present
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 01/2016 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. ARTHUR YOUNG,LLC - 100% OWNER - USED FOR PAYROLL AND EXPENSES - ATLANTA, GA. INVESTMENT RELATED 2. 100% OWNER, SAM ARTHUR LEADER, LLC, MD/DD DISTRICT AGENT LEGAL ENTITY, START DATE: 3/5/2021, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, MANAGMENT AND LEADERSHIP. INVESTMENT RELATED. 3.70% OWNER, ARTHUR - SCHNEIDER, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 1/1/2021, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, SAME AS BEFORE. RUN A FINANCIAL PLANNING PRACTICE. INVESTMENT RELATED 4.100% OWNER, SAMUEL EVERETT ARTHUR, LLC, LEGAL ENTITY, START DATE: 3/5/2021, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, SAME AS BEFORE RUN A FINANCIAL PLANNING PRACTICE. INVESTMENT RELATED 5. OWNER, ARTHUR YOUNG LLC, 3438 PEACHTREE RD NE, ATLANTA, , GEORGIA, 30326, UNITED STATES OF AMERICA, LEGAL ENTITY, START DATE: 2/4/2013, HOURS PER MONTH: 0-5, LLC USED FOR PAYROLL FOR SHARED STAFF RELATED TO INSURANCE AND FINANCIAL SERVICES. 100% OWNER OF LLC.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-09-18
• S63 Uniform Securities Agent State Law Examination
  2012-08-30

Other Names

• Samuel E Arthur