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Jason David Mims

Osaic Institutions, Inc.

West Windsor, NJ

CRD 5967231

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Employer firm

Osaic Institutions, Inc. CRD 35371

$6.49B regulatory AUM 7 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • SOLICITATION SERVICES FOR OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-01-09
NJ RA APPROVED 2026-01-09
  • IL RA
    APPROVED
    Since 2026-01-09
  • NJ RA
    APPROVED
    Since 2026-01-09

Branch Locations

West Windsor, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mims Painting Inc Hillsboro OR 01/2001 Present
  • 01/2001 → Present
    Mims Painting Inc
    Hillsboro, OR
Previous Registrations
Other Businesses

1.MIMS PAINTING INC, SINCE 07/2011, PRESIDENT, PAINTING CONTRACTOR, OVER SEES OPERATIONS, 20 HRS. MO. SAME DURING SECURIEITES TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-12-05
S63 Uniform Securities Agent State Law Examination 2012-10-22
  • S65 Uniform Investment Adviser Law Examination
    2012-12-05
  • S63 Uniform Securities Agent State Law Examination
    2012-10-22

View on SEC IAPD

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