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Inactive

Daniel Matthew Moore

Brighton Jones LLC

Chicago, IL

Seattle, WA

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Current Employers
Brighton Jones Llc

2030 1St Avenue 3Rd Floor, Seattle, WA 98121 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-03-25
  • IL RA
    APPROVED
    Since 2025-03-25

Branch Locations

444 W Lake Street 17Th Floor, Chicago, IL 60606 • United States

2030 1St Avenue 3Rd Floor, Seattle, WA 98121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Chicago IL 09/2016 11/2020
Fidelity Personal And Workplace Advisors Boston MA 07/2018 11/2020
Strategic Advisers Llc Boston MA 09/2016 07/2018
Tiaa Evanston IL 12/2020 07/2024
Tiaa Cref Individual & Institutional Services, Llc Evanston IL 12/2020 07/2024
Savvy Plainfield IL 08/2024 03/2025
Brighton Jones Chicago IL 03/2025 Present
  • 09/2016 → 11/2020
    Fidelity Brokerage Services Llc
    Chicago, IL
  • 07/2018 → 11/2020
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 09/2016 → 07/2018
    Strategic Advisers Llc
    Boston, MA
  • 12/2020 → 07/2024
    Tiaa
    Evanston, IL
  • 12/2020 → 07/2024
    Tiaa Cref Individual & Institutional Services, Llc
    Evanston, IL
  • 08/2024 → 03/2025
    Savvy
    Plainfield, IL
  • 03/2025 → Present
    Brighton Jones
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-17
  • S66 Uniform Combined State Law Examination
    2012-01-17
Designations
Other Names
  • Daniel M Moore
  • Dan M Moore

View on SEC IAPD

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