David Myron Etheridge

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2011 → Present
  Prudential Insurance Company Of America
  Sussex, WI
• 08/2011 → 11/2024
  Pruco Securities, Llc.
  Sussex, WI
• 11/2024 → Present
  Lpl Enterprise, Llc
  Wauwatosa, WI

Previous Registrations

• 2012-06-04 → 2024-11-14
  Pruco Securities, Llc.
  Wauwatosa, WI
  Sussex, WI

Other Businesses

1) 08/26/2024 - N6160 Waukesha Ave LLC - Lessor/Owner and Lessee of Office Building - Business Owner - Inv Related - At Sussex- Start Date 10/06/2017 - 5hrs/mth - 0hrs/mth During Trading 2) 02/04/2025- Financial Planner- Non-Variable Insurance-This OBA is for the sale of proprietary and non-proprietary fixed and term insurance products-Inv. Related - Sussex, WI- Start Date 11/16/2024 - 1 Hr/ Mth - 1 hr during trading 3) 12/02/2025-Prudential Sponsored Non-Variable Insurance-Agent-Non-Variable Insurance/Insurance Agency-Inv related-At Sussex, WI-80hrs/mth-80hrs/mth during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-05-14
• S63 Uniform Securities Agent State Law Examination
  2011-11-09

Other Names

• David Etheridge