Joshua Quentin Hawkins

Employer firm

Leverty Financial Group, LLC CRD 310258

$677M regulatory AUM 18 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2011 → 09/2020
  Northwestern Mutual Investment Services, Llc
  Hudson, WI
• 01/2015 → 12/2020
  Leverty And Associates
  Hudson, WI
• 08/2013 → 09/2020
  Northwestern Mutual Investment Services, Llc
  Hudson, WI
• 11/2013 → 09/2020
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 09/2020 → Present
  Leverty Financial Group, Llc
  Hudson, WI
• 09/2020 → Present
  Lfg Risk Services, Llc
  Hudson, WI
• 01/2024 → Present
  Lfg Tax, Llc
  Hudson, WI

Previous Registrations

• 2013-08-08 → 2020-09-16
  Northwestern Mutual Investment Services, Llc
  Hudson, WI

Other Businesses

1) 8/2011 INDEPENDENT LICENSED INSURANCE; INVESTMENT RELATED; LIFE, ACC & HEALTH, VA, VLI 2) LFG TAX, LLC; 01/2024; NON-INVESTMENT RELATED; 201 2ND STREET SOUTH, HUDSON, WI 54016; CO-OWNER; TAX SERVICES; TAX PREPARATIONS AND FILINGS; 5 HOURS/ MONTH; 0 HOURS DURING TRADING HOURS. 3) LFG RISK SERVICES, LLC; 09/2020; INVESTMENT RELATED; 201 2ND STREET SOUTH, HUDSON, WI 54016; ASSOCIATE; CO-OWNER; AFFILIATED INSURANCE AGENCY; IMPLEMENT RISK AND INSURANCE STRATEGIES; 1 HOUR/ MONTH; 0 HOURS OUTSIDE TRADING HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-08-06
• S63 Uniform Securities Agent State Law Examination
  2011-12-06

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Joshua Q Hawkins