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201 2Nd Street South, Hudson, WI 54016 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2020-09-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Hudson | WI | 11/2011 | 09/2020 |
| Leverty And Associates | Hudson | WI | 01/2015 | 12/2020 |
| Northwestern Mutual Investment Services, Llc | Hudson | WI | 08/2013 | 09/2020 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 11/2013 | 09/2020 |
| Leverty Financial Group, Llc | Hudson | WI | 09/2020 | Present |
| Lfg Risk Services, Llc | Hudson | WI | 09/2020 | Present |
| Lfg Tax, Llc | Hudson | WI | 01/2024 | Present |
1) 8/2011 INDEPENDENT LICENSED INSURANCE; INVESTMENT RELATED; LIFE, ACC & HEALTH, VA, VLI 2) LFG TAX, LLC; 01/2024; NON-INVESTMENT RELATED; 201 2ND STREET SOUTH, HUDSON, WI 54016; CO-OWNER; TAX SERVICES; TAX PREPARATIONS AND FILINGS; 5 HOURS/ MONTH; 0 HOURS DURING TRADING HOURS. 3) LFG RISK SERVICES, LLC; 09/2020; INVESTMENT RELATED; 201 2ND STREET SOUTH, HUDSON, WI 54016; ASSOCIATE; CO-OWNER; AFFILIATED INSURANCE AGENCY; IMPLEMENT RISK AND INSURANCE STRATEGIES; 1 HOUR/ MONTH; 0 HOURS OUTSIDE TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 2011-12-06 |
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