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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-06-29
  • CT RA
    APPROVED
    Since 2023-06-29

Branch Locations

800 Boston Post Road Building 2, Suite 203, Guilford, CT 06437 • United States

Milford, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Hamden CT 08/2011 06/2021
Various Insurance Carriers For W & R Insurance Agencies Milford CT 10/2011 06/2021
Plus Media New York NY 03/2013 12/2016
Cablevision Norwalk CT 06/2013 12/2016
Consolidated Legal Concepts, Inc. Granite Bay CA 03/2014 10/2016
Daniel Guerra Hamden CT 01/2015 06/2021
Wvit-Tv W Hartford CT 11/2016 08/2025
Massmutual Life Insurance Co. Guilford CT 06/2023 Present
Mml Investors Services, Llc Guilford CT 06/2023 Present
  • 08/2011 → 06/2021
    Waddell & Reed, Inc.
    Hamden, CT
  • 10/2011 → 06/2021
    Various Insurance Carriers For W & R Insurance Agencies
    Milford, CT
  • 03/2013 → 12/2016
    Plus Media
    New York, NY
  • 06/2013 → 12/2016
    Cablevision
    Norwalk, CT
  • 03/2014 → 10/2016
    Consolidated Legal Concepts, Inc.
    Granite Bay, CA
  • 01/2015 → 06/2021
    Daniel Guerra
    Hamden, CT
  • 11/2016 → 08/2025
    Wvit-Tv
    W Hartford, CT
  • 06/2023 → Present
    Massmutual Life Insurance Co.
    Guilford, CT
  • 06/2023 → Present
    Guilford, CT
Previous Registrations
  • 2011-10-31 → 2021-06-30
    Waddell & Reed
    Hamden, CT
Other Businesses

Name: Theodore J. Koppy Inv Rel: Y Add: At residential address Nature: Outside Insurance Sales Position: Insurance Broker Start Date: 08/07/2025 No. Hr/Mo: 2 No. Hr/Mo During Sec Trading: 0 Duties: Life, disability, long-term care, fixed annuities, health.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-29
  • S66 Uniform Combined State Law Examination
    2011-10-29
Other Names
  • Ted Koppy
  • Theodore Koppy

View on SEC IAPD

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