Andrew Merchant

Employer firm

Prime Capital Financial CRD 288712

$39.1B regulatory AUM 1,816 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 08/2017
  Sunflower Bank
  Wichita, KS
• 08/2017 → 04/2020
  Lpl Financial, Llc
  Wichita, KS
• 08/2017 → 03/2020
  Visionpoint Advisory Group, Llc
  Wichita, KS
• 03/2020 → Present
  Prime Capital Investment Advisors, Llc
  Overland Park, KS

Previous Registrations

• 2017-08-31 → 2020-03-13
  Balefire, Llc
  Wichita, KS
• 2013-10-03 → 2015-09-11
  Fintegra, Llc
  Minneapolis, MN
  Wichita, KS
• 2011-11-16 → 2013-09-27
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wichita, KS

Other Businesses

1) Insurance Agent, non-investment related, 12917 W Harvest Ct Wichita KS 67235, sale and service of insurance related products including Life, LTC, and Medicare <20 hours per month/ <20 hours per month during trading hours, sale to and service of insurance related products to clients and prospects. 2)PCRM, LLC doing business as Prime Capital Risk Management, investment-related, 6201 College Blvd., Suite #150, Overland Park, KS 66211, fixed-insurance products, insurance agent, 02/2021, 10 hrs./mo., 10 hrs. 10 hours during trading, sale and service of fixed-insurance products, including through non-affiliated Insurance Marketing Organizations (IMOs). 3) CHHSZ HOLDINGS, LLC, INVESTMENT-RELATED, 6201 COLLEGE BLVD SUITE #150, OVERLAND PARK, KS 66211, CHHSZ HOLDINGS, LLC IS A LIMITED LIABILITY COMPANY,"LLC" FORMED IN OCTOBER, 2019 UNDER THE LAWS OF THE STATE OF DELWARE. CHHSZ HOLDINGS, LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC ("PCIA"), A FEDERALLY REGISTERED INVESTMENT ADVISER, MEMBER, <1 HOUR PER MONTH, <1 HOUR PER MONTH DURING TRADING HOURS, MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY) SERVICES AS AN IAR OF PCIA. 4) THE HUB CONSULTING GROUP, NOT INVESTMENT-RELATED,12917 W HARVEST CT, WICHITA, KS 67235,EFFECTIVE 04/19/2022, OWNER, PROVIDES OPERATION AND MEMBERSHIP ENGAGEMENT SERVICES TO A NON PROFIT PRIVATE CLUB.ASSIST IN GENERATING NEW MEMBERSHIP AWARENESS, DEVELOPING ENGAGING EVENT AND WORKING WITH STAFF AND BOARD ON OPERATIONAL AWARENESS. 6-10 HRS PER MONTH, NONE DURING TRADING HOURS.NO CLIENT INVOLVEMENT.

Exams

• S66 Uniform Combined State Law Examination
  2011-11-15

Other Names

• Andy Merchant