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Micah L Riskin

Charles Schwab & Co., Inc.

Chicago, IL

CRD 5966386

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-10-04
  • IL RA
    APPROVED
    Since 2022-10-04

Branch Locations

150 S. Wacker Drive, Chicago, IL 60606-4111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tdameritrade, Inc Chicago IL 07/2013 06/2024
Charles Schwab & Co. Chicago IL 10/2022 Present
  • 07/2013 → 06/2024
    Tdameritrade, Inc
    Chicago, IL
  • 10/2022 → Present
    Charles Schwab & Co.
    Chicago, IL
Previous Registrations
  • 2013-09-24 → 2022-10-14
    Td Ameritrade, Inc.
    Chicago, IL
    Chicago, IL
  • 2012-08-01 → 2013-05-03
    Glenview, IL
    Deerfield, IL
    Deerfield, IL
Other Businesses

Name: Board Member Olin Sang Ruby Union Institute, Role: Board member, Type: Board Service, Start Date: 09/01/2021, Investment Related?: No, Address: 600 Lac La Belle Drive, Oconomowoc, WI 53066, Number of Hours/Mo: 10, Duties: I would be on the board of the summer camp. Would help lead initiatives for the camp, as well as fundraise, and network

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-01
  • S66 Uniform Combined State Law Examination
    2012-02-01
Other Names
  • Micah L Riskin
  • Micah Lawrence Riskin

View on SEC IAPD

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